Compliance advisory services

Compliance is a challenging practice area for companies of all sizes, from pre-launch fintechs to large institutions. In many cases, sitting down for a friendly Q&A with subject matter experts can be a hugely helpful exercise.

Got compliance questions? Book time with our experts in financial compliance and regulations.

Quick, trusted advice

We’re experts in financial compliance, and are ready to offer friendly advice and pointers. Our team includes former regulators, compliance program architects, regulatory policy makers, and the author of the American Bankers Association’s Guide to Regulatory Compliance. (Yes, she literally wrote the book.)

“ Hummingbird was instrumental in helping us find the best bank partner for our program and pass their diligence process. Working with the Hummingbird Team was like a crash course in best practices for building an effective, scalable compliance program.”

Roger Morris

Zoro

Companies we’ve advised

How we can help

  • Free 30-minute advisory session

  • Additional advisory services and / or referrals

  • AML training; access to video training

  • Staffing assistance

  • Ongoing access to network of regulatory experts

We have expertise in a wide range of financial compliance practice areas, including

  • Anti-money laundering (AML/BSA) fundamentals
  • Customer onboarding / KYC
  • Transaction monitoring
  • Investigation procedures
  • Compliance reporting
  • Suspicious Activity Reports (SARs), STRs and UARs
  • Sponsor bank audits
  • Regulatory licensing and exams
  • Compliance program policies
  • Transaction dispute management (Regulations E & Z)
  • Customer complaint handling

Bring any questions you have about financial compliance – if we don’t know the answer, we’ll be happy to point you in the right direction.

“ Hummingbird understands the fintech compliance space, even cutting-edge crypto use cases. They helped us get a handle on what to do strategically, which saved a lot of time and effort as we started to ramp up.”

Jai Ramaswamy

Celo

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Building an Effective AML Compliance Program: A 5-Step Guide

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